Umb Securities Limited - Due diligence report

A 360° intelligence report on Umb Securities Limited: trust score, financial health, credit view, compliance, directors, growth and distress…

1995-05-05 Bangalore, Karnataka Active Unlisted Active Compliant
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US Umb Securities Limited
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Umb Securities Limited — 360° Intelligence Report

Generated from MCA filings & public records
74/100
Trust Score
Moderate

Umb Securities Limited is assessed as Moderate with a Trust Score of 74/100. Umb Securities Limited is an active public limited indian non-government company incorporated in 1995, operating in the Financial Services sector. The company has shown revenue growth across its recent filed years. It was profitable in its latest filed year. Based on MCA filings and public records, it currently shows a moderate compliance risk and low financial risk profile.

Report generated on 15 Jul 2026 from the latest processed filings. Umb Securities Limited snapshot & full profile →

Financial Health › Strong
Overall Assessment CautionWeakNeutralGoodStrong Strong
Compliance › Neutral

Automated indicators derived from public MCA / GST / EPFO records - not a credit rating, not investment, legal or financial advice. Spotted an inaccuracy? Report an error.

02

Score Card

Higher is safer · rule-based & explainable
Trust ScoreModerate
74/100
Overall counterparty trust - the headline number of this report.
Compliance ScoreModerate
51/100
Statutory standing - status, filings, auditor, MSME and litigation.
Financial Health ScoreLow Risk
80/100
Profitability, leverage and liquidity from filed statements.
Credit Risk ScoreModerate
70/100
Debt capacity, gearing and security cover for lenders.
Director Stability ScoreLow Risk
95/100
Board strength, DIN status, churn and network.
Growth ScoreLow Risk
85/100
Revenue, profit, asset and hiring momentum.
Distress ScoreLow Risk
75/100
Early-warning signals - higher means fewer warnings.
03

Financial Intelligence Dashboard

Standalone · 5 filed year(s)

Unlock the full 5-year financial dashboard with charts and year-wise figures.

Get full access

Scores and observations on this page are already computed from the real filings - only the underlying figures are locked.

04

Credit & Compliance Intelligence

Why the scores are what they are
Credit Risk Score: 70/100 Moderate
  • Liabilities ≈ 38% EBITDA - stretched.
  • No open charges - unencumbered balance sheet.
  • Moderate gearing (D/E 1.42).
  • Working-capital cover adequate.
  • Profitable - internal accruals available.

Charges position: 0 open (-) · 0 satisfied (-).

Compliance Score: 51/100 Moderate
  • Company status is Active as per MCA.
  • Balance sheet slightly behind (Mar 2024).
  • Flagged by authority: FIU, RBI.
  • Litigation present in 1 court forum(s).
Legal cases on record (1)
05

Director Intelligence

Stability score: 95/100
NameDIN / PANDesignationAppointedTenureDIN status
ASHOK KUMAR JAIN 01234567 Director 01/04/2018 6 yrs Approved
SANJAY KUMAR JAIN 01234567 Director 01/04/2018 6 yrs Approved
RAJENDRA SINGH RATHORE 01234567 Director 01/04/2018 6 yrs Approved
  • 3 directors on the board.
  • No disqualified or deactivated DINs.
  • Stable board - no exits in 3 years.
  • Average tenure above 5 years.
Director & KMP remuneration (FY 2023)
NameDesignationTotal remuneration
A K SharmaManaging Director2.4 cr
R MehtaWhole-time Director1.6 cr
S IyerCFO95.0 L

Remuneration is disclosed in the latest annual return. Unlock full report

06

Ownership & Group Intelligence

As per FY 2023 annual return
Promoter holding
64.27%
Public / other holding
35.73%
Equity shares
12,45,67,890
Equity paid-up
124.5 cr
Promoters on record
4
Ultimate holding entity
-
Subsidiaries
-
Group entities
-
Capital events
3 allotment(s) · 6 transfer(s)

Promoters hold the largest single block of equity - exact percentages are part of the full report.

Full shareholding pattern, group structure & capital events →

07

Risk Intelligence Center

Growth 85 · Distress 75
Growth signals & trust indicators
Revenue acceleration: +2.1x over 4 year(s).
Profit expanded 24% year-on-year.
Net margin improved to 0.86.
Operating for 31+ years.
Distress signals & risk flags
Revenue declined year-on-year.
Compliance score is weak (51/100).
1 court case(s) on record - see the legal section for details.
08

Stakeholder Verdicts

Vendor · Banker · Investor
Vendor due diligence65/100
Review suggested
Suitability as a supplier / customer counterparty.
  • Check the compliance flags before onboarding.
  • 1 distress signal(s) - see Risk Center.
  • Financial filings available for verification.
Banker assessment68/100
Mixed indicators - deeper appraisal suggested
Indicative lending comfort for banks, NBFCs and trade credit.
  • Debt capacity assessed from filed statements.
  • No existing security registered - first-charge position available.
  • Compliance gaps should be priced into terms.
Investor view80/100
Positive growth indicators
Growth quality and scalability through an investor lens.
  • 3 growth signal(s) detected.
  • Margin and return trends computable from filings.
  • Management team looks stable.
09

MCA Filings & Events Timeline

Latest 15 events
30 Sep 2024
Last AGM held
Annual general meeting
31 Mar 2024
Latest balance sheet
Filed with ROC
24 May 2021
Securities allotted
405215 Equity Shares - 1.22 cr raised
12 Dec 2019
Securities allotted
8361 Debentures - 83.61 Lakh raised
03 Dec 2019
Director ceased
UMED MAL BUCHA
11 Sep 2019
Director appointed
ASHOK KUMAR JAIN (Additional Director)
31 Mar 2018
Share transfer (FY 2018)
60100.00000000 shares to Jain Kumar Sanjay
Share transfer (FY 2018)
20100.00000000 shares to Jain Kumar Sanjay
Share transfer (FY 2018)
10100.00000000 shares to Jain Kumar Sanjay
Share transfer (FY 2018)
30000.00000000 shares to Jain Kumar Sanjay
Share transfer (FY 2018)
100.00000000 shares to Jain Kumar Sanjay
25 Sep 2017
Director ceased
SANJAY KUMAR JAIN
Director ceased
RAJENDRA SINGH RATHORE
07 Sep 2017
Securities allotted
1728360 Equity Shares - 1.73 cr raised
01 Jul 2017
Director ceased
PRAVEEN KUMAR BUCHA
10

Key Observations

Auto-generated from the data above
Revenue grew 61% over the last 4 financial year(s).
Net profit margin moved from 38% to 1.42.
Debt-to-equity stands at 2.1x - manageable leverage.
Net worth is positive.
3 active director(s) / partner(s); board looks stable and experienced.
Promoters hold the largest single block of equity as per the FY 2023 annual return.
Director / KMP remuneration is disclosed in the latest annual return - exact figures available in the full report.
Capital has been raised through 3 security allotment(s) - amounts available in the full report.
11

Peers & Related Companies

Full peer comparison →
CompanyCINLocation
Shiva Forex Private Limited U65929PB2020PTC051179 Ludhiana, Punjab, India
Garima Suppliers Pvt Ltd U51909WB1996PTC078962 Kolkata, West Bengal, India
S & R Insurance Brokers Private Limited U66010TG2003PTC040511 Hyderabad, Telangana, India
Sethia Intra Pvt Ltd U67120DL1994PTC164431 Delhi, Delhi, India
Bleswa Solutions Private Limited U74999TN2018PTC125439 Chennai, Tamil Nadu, India
Finaleap Finserv Private Limited U67110PN2021PTC198566 Pune, Maharashtra, India
Jrm Securities And Finance Private Limited U74899DL1994PTC061467 New Delhi, Delhi, India
Blsb Financial Services Private Limited U74899DL1994PTC059169 New Delhi, Delhi, India
12

Who Uses This Report

CA · CS · Banker · Investor · Vendor
Chartered Accountants (CA)

Verify Umb Securities Limited before audits and certifications: compliance score 51/100, filing history, auditor history and charge records in one place - instead of pulling each MCA form separately.

Company Secretaries (CS)

Track statutory health of Umb Securities Limited: ACTIVE compliance status, annual-return recency, director DIN status, board churn and the events timeline - the inputs for secretarial audits and due-diligence certificates.

Bankers & NBFCs

Current banker verdict: Mixed indicators - deeper appraisal suggested. Credit risk score 70/100, existing charge position and lender relationships - a first-pass credit memo before formal appraisal.

Investors & Analysts

Investor view: Positive growth indicators. Growth score 85/100, margin trends, ownership structure and peer set for Umb Securities Limited - screening before a deeper diligence.

Vendors & Procurement Teams

Vendor verdict: Review suggested. Trust score 74/100, distress signals and MSME payment-delay disclosures - know whether Umb Securities Limited pays its suppliers before you extend credit terms.

Lawyers & Compliance Teams

Litigation footprint (1 case(s) on record), regulatory flags, charge documents trail and director networks for Umb Securities Limited - groundwork for KYC, onboarding and disputes.

13

Frequently Asked Questions

Is Umb Securities Limited an active company?

Umb Securities Limited has MCA status “Active” with a compliance score of 51/100 (Moderate).

Is Umb Securities Limited financially healthy?

Umb Securities Limited has a Financial Health Score of 80/100 (Low Risk) based on its filed financial statements.

Should I do business with Umb Securities Limited?

Its overall Trust Score is 74/100 (Moderate). Vendor verdict: Review suggested. Review the risk flags in the Risk Intelligence Center before deciding.

Who controls Umb Securities Limited?

Promoters hold the largest single block of equity - exact percentages are in the full report. 3 active director(s) are on record.

Does Umb Securities Limited have loans or charges against its assets?

No charges are registered against this company - an unencumbered balance sheet.

Is Umb Securities Limited up to date with its ROC filings?

Balance sheet slightly behind (Mar 2024). Overall compliance score: 51/100 (Moderate).

Is it risky to lend to Umb Securities Limited?

Its Credit Risk Score is 70/100 (Moderate). Banker verdict: Mixed indicators - deeper appraisal suggested.

Disclaimer: This report is generated automatically from MCA filings and public records as available in our system at the time of the last update. Scores, bands and verdicts are rule-based derived indicators of the underlying data - they are opinions generated by an algorithm, not statements of fact about the company, and are not credit ratings (within the meaning of SEBI regulations), audits, or investment, legal or financial advice. Verify from official sources and consult a qualified professional before any business, lending or investment decision. If you represent this company and believe any information is inaccurate or outdated, report it here and we will review promptly.